The Ultimate Financial Advisor Transition Playbook.

FaAxis, though an expert in financial advisor transitions with over 20 years of industry experience, operates independently and without affiliation to any governmental or regulatory body. This includes, but is not limited to, well-known organizations such as the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). We are not members of these or any other regulatory entities. While we provide comprehensive information on advisory services, it is important to note that FaAxis is a technology company, and the content on this site is for informational and educational purposes only. We do not engage in the solicitation of securities transactions, nor do we offer personalized investment advice for compensation over the Internet. All communication with potential clients is conducted by appropriately registered representatives or those exempt from registration in the client’s state. FaAxis is a U.S.-based firm dedicated to maintaining the highest standards of privacy. We do not sell your data, spam, or share your information without your consent. Although we strive for accuracy, the information presented may contain inaccuracies for which we assume no liability. The firms mentioned on this site are not represented by us, and any content related to them should be viewed as speculative rather than definitive employment offers. We exercise our right to freedom of speech under the U.S. Constitution by providing this information. This website is intended solely to inform and educate, not to solicit. Our operations do not require specific licenses except where legally mandated.How We Make Money – At FaAxis, our mission is to provide you with the best transition experience at no cost to you. We partner with over a hundred top broker-dealers who retain our services to connect them with talented advisors like you. This allows us to offer comprehensive transition support and real-time offer comparisons without any fees for our users. Our commitment to transparency ensures you have the freedom to make the best decision for your career without any hidden costs. We believe in empowering financial advisors to achieve their fullest potential, backed by our extensive network and innovative AI technology.